2017年7月17日 星期一

未能達致舉證責任!



很少人注意到,辯方質疑政府選擇性檢控(註一),要求永久擱置聆訊一段。高院法官區慶祥指“未能達到其舉證責任”,即辯方無法達到最起碼要求。
辯方在聆訊的最後一天提出永久擱置聆訊。其法律依據是政府“濫用司法程序,為的是達到制定有關司法程序以外的目的”(註二)

代表律師的抗辯總括為(註三)
1          法庭不應成為梁振英的政治工具;
2          其他議員也有玩嘢,為何偏偏選中他們;
3          政府沒有交代為何不起訴其他議員;
4           
4.1         戴啟思陳詞,起訴是為了改變立會內的分組點票實力;
4.2         陳文敏陳詞,聆訊中途釋法在外加政治影印;
4.3         余若薇陳詞,選擇性起訴有不可告人秘密;
4.4         李柱銘綜合上述陳詞,指行政機構起訴立法機構並不尋常;
5          李柱銘陳詞,聆訊中途加入“嚴格形式和內容規定”本身足以證明濫用司法程序。

區慶祥不接納辯方陳詞,並遂一反駁    With respect, the Defendants’ principal basis for saying that the proceedings were brought for political purposes is at best speculative and in any event does not hold out: (註四)

但更為重要的是,提出“永久擱置聆訊”的理由有明確法律界限(註五),其要求門檻很高,而且,在這裡,舉證的責任在辯方(註六)。“永久擱置聆訊”被批准的機會很低。

後記

辯方律師團隊的孤注一擲的最直接結果是,四位被DQ的議員負多數百萬律師費(對方的)


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附錄

註一

被告人的擱置申請

46. 在聆訊的最後一日,被告人以濫用司法程序為原因申請永久擱置或撤銷此等針對他們的法律程序。他們指稱,原告人展開此等針對他們的法律程序,是出於原告人不可告人的政治考慮或是其他別有用心的目的。被告人聲稱,尤其明顯的是,在本屆立法會有其他候任議員也據稱用相同的態度和方式作出立法會誓言,但原告人沒有解釋為何沒有展開針對他們的取消資格法律程序。

47. 法庭考慮過各方其後呈交的書面陳詞後撤銷擱置申請,理由如下:

a)法庭注意到,政府已早於201612月發出公告,說明展開此等法律程序的決定純粹是基於法律意見,包括獨立的大律師的法律意見,並沒有滲雜任何政治考慮。

b)被告人指出,政府是有“政治動機”才只針對他們展開法律程序,而不向其他人士提出訴訟,目的是使到這些民主派人士喪失資格,從而摧毀民主派及其他非建制派在立法會地方選區議席的大多數比例。被告人亦呈述,在此情況下,一項恰當的推斷是,此等針對他們的法律程序只是因為政府屈服於不當的政治壓力所致。法庭認為此等指稱頂多只屬揣測,而且無論如何這結論是不合邏輯的,因為這個理論不能合理地解釋為何原告人選擇只是針對本案的四名被告人而不針對其他人,當該等其他人也可概括地視為“民主派”或非建制派。

c)此外,案例強調,法律上有一項重要和清晰的區分,就是運用司法程序取得有利的判決,和不當地利用司法程序,從而為達到制定有關司法程序目的以外的目的。明顯地,原告人控告被告人,是有意圖使他們受到正式審判,從而尋求原告人所申索的濟助。就算取消被告人的資格可以達到司法之外的某些目的(雖然法庭並不接受此說法),這並不構成濫用司法程序,因為指稱的目的是要取得法律所容許的結果。

d)當上述各點作為整體地衡量,被告人無法達到其舉證責任,以證明展開這些針對他們的法律程序是濫用司法程序,並是由於原告人為了達到別有用心的目的或政治動機而作出的。

註二

(1)    An improper purpose is a purpose to use a proceeding as a means of obtaining some advantage for which that proceeding is not designed.  It is the use of the proceedings which must be examined and which may constitute an abuse of process.  The purposes which legal proceedings are designed to serve are the protection or vindication of particular rights or immunities, the maintenance or affection of particular legal relationships and the imposition of particular legal penalties, liabilities and obligations.  The pursuit of a legal remedy is not converted into an abuse of process merely by an unworthy or ulterior motive.

註三

237. The Defendants’ submissions in support of the stay applications are essentially these:
(1)    It is an abuse of legal power and process for political considerations: Judicial Review Handbook at paragraph 52.2.  In particular, it is submitted that the court should not allow its process to be used by the CE and the SJ to advance sectional interests so that a political advantage is gained by selective disqualification.  Cf: Porter v Magill [2002] 2 AC 357, at paragraph 19(5), per Lord Bingham.
(2)    In the present context, there are many other members-elect (“the Other Members-Elect”) who took the LegCo Oath on 12 October 2016 in similar ways, conducts and manner as the Defendants did,  which ways, conducts and manner are now subject to the Plaintiffs’ complaint in these proceedings for legal non-compliance.  In particular, a number of the Other Members-Elect read out messages and slogans not related to the oath before and after the oath itself.  Notwithstanding the close similarities in the way in which the Other Members-Elect and the Defendants took the LegCo Oath, the Plaintiffs only selectively brought the present disqualification proceedings against the Defendants but not the Other Members-Elect.
(3)    The Plaintiffs have not explained why they have not brought similar proceedings against the Other Members Elect.  In the circumstances, in particular given the Defendants’ identification of the Other Members-Elect, the court can infer that the Government has no good reason if she gives no explanation for taking a particular course if all the circumstances of the case seem to put in favour of taking a certain course.  Cf: Padfield v Minister of Agriculture, Fisheries and Food [1968] AC 997 at 1053G-1054A, per Lord Pearce.
(4)    In this respect:
(a)    Mr Law further says it is obvious in these circumstances, in particular in the lack of any explanations from the Government, that the Government is “politically motivated” in only bringing the proceedings against the Defendants but not the others so as to disqualify so many pro democrats as would destroy their majority in the LegCo in Geographical Constituencies.   In support, Mr Law has filed his 3rd affirmation  disposing that the pro-democrats and non-establishment camp have a majority of 17:16 in the Geographical Constituencies, and that if he, Mr Leung, Ms Lau (excluding Mr Yiu who belongs to the functional constituency) are also disqualified, the pro-democracy and non-establishment camp would lose their 17:16 majority in the Geographical Constituency.
(b)    Ms Lau asserts it is inevitable to infer in the absence of an explanation that these proceedings were brought against only the four Defendants for an improper purpose, namely succumbing to undue political pressure.  She says the inference of political pressure is fortified in light of the fact that the Interpretation was issued in the middle of the judicial trial of the disqualification proceedings which eventually resulted in the CFI Judgment, and the Explanations that accompanied the Interpretation have gone far beyond the Interpretation.
(c)    Mr Yiu says that the Plaintiffs selectively targeted the four Defendants for purposes they (the CE and the SJ) do not want to make clear to the public.  Mr Yiu further says the 2nd affirmation of Ms Wong Hwa Yih in fact shows that the Plaintiffs simply could not come up with any good reasons that they could disclose to say why only the Defendants have been targeted for disqualification, as the affirmation (including the press statements) contains nothing but bare denials and self serving assertions that they have relied on legal advice to sue only the Defendants.  It must be noted (as emphasized by all the Defendants in their submissions) that the Plaintiffs have chosen not to waive the legal privilege (which they could have) and disclose the purported legal advice to support the explanations.
(d)    Mr Leung effectively agrees and adopts the above submissions of the other Defendants and says, in the absence of an explanation, the Plaintiffs’ decision to sue only the four Defendants was tainted with political considerations or arbitrary.  He further submits that this is particularly so as these proceedings are “unique” in that the executive (the CE in his personal capacity) and the SJ are suing the legislature viz the President and the Clerk and the four elected members of the LegCo.
(5)    Mr Leung also argues that the Plaintiffs have extended their case in the hearing against the Defendants (which has not been set out in the Forms 86 and the Originating Summonses) by submitting that messages added before, during or after the reading of the LegCo Oath form part of the oath itself, amounting to a contravention of Exact Form and Content Requirement.  This by itself is an abuse of process.

 

註四

253. With respect, the Defendants’ principal basis for saying that the proceedings were brought for political purposes is at best speculative and in any event does not hold out:
(1)    Mr Law’s above contention (which is shared by Mr Leung and Ms Lau) on political motivation is, as submitted by Mr Yu, a non sequitur.  If there was indeed a political motive in seeking disqualification of pro-democrats in order to secure a pro-establishment majority in the Geographic Constituency as alleged, Mr Law’s theory does not explain why the Plaintiffs would have to be selective and only proceeded against the four Defendants, but not the Other Members-Elect, who could generally also be regarded belonging to the “pro-democrats” and “non-establishment” camp.  The theory also could not explain why the Plaintiffs at the same time also commenced the proceedings against Mr Yiu who, as pointed by Mr Law himself, belongs to the functional constituency.
(2)    The same applies to Ms Lau’s allegation that the proceedings were issued under “political pressure”.  If this were correct, it is difficult to understand why the same alleged “political pressure” would not have caused the Plaintiffs to seek to disqualify the Other Members-Elect as well.
(3)    It must be remembered that the burden is on Defendants to prove abuse.  Mere speculation based on a prima facie logically defective theory does not suffice.
(4)    Mr Yiu’s purely speculative, vague and unsupported submission that “it appears the Plaintiffs selectively targeted the four Defendants for purposes they (the CE and the SJ) do not want to make clear to the public” also simply could not discharge the burden to show abuse.
(5)    Mr Leung’s additional submission to say that the proceedings are brought for political considerations because it is “unique” for the executive (being the CE and the SJ) to sue the legislative (viz the President and the four elected members-elect) is, with the greatest respect, without any substance.  As a matter of proper legal procedures and rights, the CE and the SJ are the proper parties to bring these proceedings concerning the constitutional compliance by members-elect of the LegCo to take the LegCo Oath.  See: the CA Judgment, paragraphs 48 - 50, per Cheung CJHC.
(6)    Moreover, as emphasized by Poon JA in the CA Judgment at paragraph 87, elected members-elect of the LegCo must also comply with the constitutional requirements provided in the BL.  When disputes arise as to whether individual LegCo members have breached the constitutional requirements mandated in the BL, the court has a duty to adjudicate and rule on the matters, and in so doing, the court does not seek to undermine the authority or function of the LegCo or diminish the mandate that the electors gave to the LegCo members concerned.  Rather, the court ensures that the LegCo or the members concerned exercise their powers lawfully in accordance with the constitutional requirements to maintain the integrity of the LegCo and the confidence of the public in the institution.
(7)    Hence, the mere fact that disqualification proceedings are commenced by the CE and the SJ (as the proper parties) against elected members-elect of the LegCo and the President or the Clerk in relation to disputes concerning the important question of constitutional compliance in taking the LegCo Oath and in assuming the Office cannot by itself be said to be political in nature.

註五

240. Moreover, in considering an application for permanent stay based on using the proceedings for an improper purpose, the law draws a clear and important distinction based on the use of the process for obtaining judgment against the misuse of the process for a predominant purpose other than for which the proceedings are designed.  This important distinction has been explained and illustrated in the following authorities.
241. Mason CJ, Dawson, Toohey and McHugh JJ in Williams v Spautz, supra, at 526 gave the example as follows:
Thus, to take an example mentioned in argument, an alderman prosecutes another alderman who is a political opponent for failure to disclose a relevant pecuniary interest when voting to approve a contract, intending to secure the opponent's conviction so that he or she will then be disqualified from office as an alderman by reason of that conviction, pursuant to local government legislation regulating the holding of such offices. The ultimate purpose of bringing about disqualification is not within the scope of the criminal process instituted by the prosecutor. But the immediate purpose of the prosecutor is within that scope. And the existence of the ultimate purpose cannot constitute an abuse of process when that purpose is to bring about a result for which the law provides in the event that the proceedings terminate in the prosecutor's favour.”
242. Similarly, Lord Wilson JSC and Sumption JSC respectively explained this in Crawford Adjusters (Cayman) Ltd, supra, at paragraphs 63 and 149:

註六

(3)    It must be remembered that the burden is on Defendants to prove abuse.  Mere speculation based on a prima facie logically defective theory does not suffice
(2)    The onus of proving an abuse in any given case rests upon the party alleging abuse.  That onus is a heavy one.
239. As submitted by Mr Yu SC for the Plaintiffs, the burden on proving an abuse is on the Defendants, which burden is a heavy one, and the power to grant a permanent stay is one only to be exercised in the most exceptional circumstances: Williams v Spautz (1992) 174 CLR 509 at 529; Fox v Attorney-General [2002] NZLR 62 at 71.  Hence, it has been observed by Sumption JSC in Crawford Adjusters (Cayman) Ltd v Sagicor General Insurance (Cayman) Ltd [2014] AC 366 at paragraph 149 that such cases are extremely rare.

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2017年7月16日 星期日

DQ案中的律師辯護


今次DQ案涉及複雜法律觀點,各被告都由交代律師作辯,當中的一些辯詞頗為有趣。現在較多人提及的“今日立法嚟宣佈你尋日違法”說法明顯地是政治論述,而非法律論述。它沒有被被告律師團隊採用。
但李柱銘嘗試以基本法104條釋法等於修法,不能追溯作抗辯(註一)。它被法官指之前案例已清楚說明,李柱銘不應在此點上糾纏。
This point is therefore simply not open to Mr Lee to argue.

陳文敏和戴啟思嘗試以宣誓的古老傳統說明它帶有政治性質,因此應該當為一儀式從輕處理─should be regarded as a mere formality。但區慶祥引用釋法,指它是憲制責任,而且,他引用案例,認為它是其他地區的普通法也如是 with reference to the common law authorities therein.

在法庭應否介入的問題上,由於法庭認為宣誓屬憲政責任,所以它認為有權介入 what is at stake is the compliance of a constitutional requirement of great significance.(註四)

在是否牴觸國際人權公約和言論自由上,區慶祥指出,其必須在現行法律之下 unless “prescribed by law”  ,因此相當不客氣地批評李柱銘 so vague and uncertain”(註五) 區慶祥甚至嘲笑李柱銘的邏輯。(註六)

區慶祥接納了辯方律師的請求,civil standard of proof of balance of probabilities ,他同意要客觀地考慮個案─ viewed objectively, he or she declined or neglected to take the LegCo Oath(註七) 但這很痛苦,被告的個人主觀意圖不是抗辯理由 Hence, evidence on such subjective intention, thought process or meaning are irrelevant to the object exercise.(註八)

戴啟思為羅冠聰辯護時表示羅沒有主張港獨就得啦,但明顯地本案與是否港獨無關。(註九) 羅冠聰也寫了一份證人陳述書,表示他不是批評現行政府和中國政權 were not intended to criticize either the Hong Kong Special Administrative Region Government or the People’s Republic of China.(註十),但被區慶祥抄稱(11)

最痛苦的是劉小麗的法庭辯護。她的律師說:“ In particular, she now maintained that by taking the oath at a slow pace, she wished to contrast with some LegCo members that [she] was indeed solemn and sincere and was taking [her] oath seriously.””
但被控方引用:“於20161013日,劉女士在臉書(Facebook)刊登一篇文章說明她在宣誓過程中所作的行為。同日在蘋果日報刊登的一篇報導也登載了她的說明。”
The Plaintiffs now submit that this is a clear case that, objectively viewed, Ms Lau did not genuinely and faithfully accept and thus bind and commit herself to the obligations pledged in the LegCo Oath.
157. (法官)I agree.
因此, 法官同意了控方的指控。

姚松炎的律師辯護也很大鑊。秘書處告訴了他, 加插字眼不成, 叫他看文件。他的證人陳述書表示:對方沒有影印給他。

210. With respect, this could not assist Mr Yiu at all:
(1) Ignorance or misunderstanding of the law is never a good excuse to justify an act which is legally invalid.
(2) Further, whilst the court looks only at the objective effect of Mr Yiu’s words and conduct, it is worth noting that Mr Yiu was, at the material times, fully aware of the existence of Hartmann J’s judgment in Leung Kwok Hung v Legislative Council Secretariat, supra, and that he was reminded by the Clerk on 20 September 2016 that he should “read the judgment of Mr Justice Hartmann” if he had any doubt. The fact that “no copies of that judgment were handed out” to the members is no excuse for not reading it, since it is available online to everyone and Mr Yiu was intending to take the risk of adding words to his LegCo Oath.

後記

對於政治審判和法庭抗爭,前中策組的雷競璇(12)說了一個故事。他在中大時與方蘇等同學反對殖民地示威,被拉上法庭。法官問他們認不認罪,雷競璇當代表,表示不認。法官問,為什麼?雷競璇答:“反對殖民地沒有錯。” 法官說:“這不是法律答辯,入罪。”他們不服上訴。上訴法官問他們的上訴理由。雷競璇答:“反對殖民地沒有錯。” 法官說:“這不是上訴理由,維持原判。”前後不足5分鐘。
區慶祥在今次的判詞裡,尺度收得十分緊。泛民議員們可能需要親自閱讀。

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附錄

註一

第一百零四條
#香港特別行政區行政長官、主要官員、行政會議成員、立法會議員、各級法院法官和其他司法人員在就職時必須依法宣誓擁護中華人民共和國香港特別行政區基本法,效忠中華人民共和國香港特別行政區。
第一百五十八條
本法的解釋權屬於全國人民代表大會常務委員會。
全國人民代表大會常務委員會授權香港特別行政區法院在審理案件時對本法關於香港特別行政區自治範圍內的條款自行解釋。
香港特別行政區法院在審理案件時對本法的其他條款也可解釋。但如香港特別行政區法院在審理案件時需要對本法關於中央人民政府管理的事務或中央和香港特別行政區關係的條款進行解釋,而該條款的解釋又影響到案件的判決,在對該案件作出不可上訴的終局判決前,應由香港特別行政區終審法院請全國人民代表大會常務委員會對有關條款作出解釋。如全國人民代表大會常務委員會作出解釋,香港特別行政區法院在引用該條款時,應以全國人民代表大會常務委員會的解釋為準。但在此以前作出的判決不受影響。
全國人民代表大會常務委員會在對本法進行解釋前,徵詢其所屬的香港特別行政區基本法委員會的意見。

註二

20.   The Interpretation as to the true and proper meaning of BL104 is binding on all the courts in Hong Kong.  See: Director of Immigration v Chong Fong Yuen (2001) 4 HKCFAR 211 at 222G-H, per Li CJ; the CA Judgment, paragraphs 8, 29, 53 - 58; the CFI Judgment, paragraph 20.
21.   In this respect, Mr Lee SC (for Mr Leung) seeks to contend in these proceedings that the Interpretation is not a true and proper interpretation of BL104 as envisaged under Article 158 of the BL, but amounts to an amendment of BL104.  As such, it does not and cannot operate retrospectively.
22.   However, the Court of Appeal in the CA Judgment at paragraphs 53 - 59, in rejecting a similar argument, has concluded that the Interpretation provides the true and proper meaning of BL104 and takes effect from 1 July 1997.  This conclusion is binding on this court.  This point is therefore simply not open to Mr Lee to argue.

註三

53.   This is in any event also consistent with the common law position that the law requires the oath taker to genuinely believe in the pledges of the oath as this court has observed at paragraphs 30 - 32 in the CFI Judgment with reference to the common law authorities therein.

註四

57.   It is therefore incorrect to say that the court in determining whether there is “decline” or “neglect” by a member-elect to take the oath in failing to comply with the legal requirements must in general give a wide margin of deference and great weight to the President or the Clerk’s decision in this respect.  The extent of the relevance, where appropriate, of the oath administrator’s decision to the court’s determination of the question of the strict legal compliance of a subject oath taking has already been addressed by the learned Chief Judge in the CA Judgment at paragraphs 39 and 40 as follows:
39.       In the final analysis, what is at stake is the compliance of a constitutional requirement of great significance.  In any given set of facts, this can admit of one correct answer only.  There is no room for a court to simply sit back without correcting an answer given by the oath administrator which the court considers to be wrong, at the expense of the constitutional requirement.  What is in issue is squarely a judicial matter which the courts alone are given the judicial power of the Special Administrative Region under the Basic Law to determine.  What is involved is not an ordinary judicial review type of situation where the court only conducts a Wednesbury unreasonableness review.  Rather, there can be only one right answer when the issue of compliance with the constitutional requirement is raised and nothing short of a full merit review will suffice.  The court, according to the Basic Law, is the ordained organ to determine the question.

 

註五

60.   As provided under Article 39(2) of the BL, these rights shall not be restricted unless “prescribed by law”.  Mr Lee argues that the present requirements of oath taking are “so vague and uncertain” that they fail to meet the “prescribed by law” requirement.

註六

63.   With the greatest respect to Mr Lee, I am unable to accept these startling submissions.
64.   Mr Lee’s submissions, put to its logical conclusion, amount to saying that the court could declare BL104, which itself is a provision of our constitution, to be “unconstitutional” if it does not meet the “prescribed by law” and proportionality requirements.

註七

72.   The court would adopt the civil standard of proof of balance of probabilities in determining whether the Defendants declined or neglected to take the LegCo.  However, in doing so, I accept the submissions by the leading counsel for Mr Law, Ms Lau and Mr Yiu that, in light of the importance of the question, it requires cogent evidence to find on the balance of probabilities that objectively the Defendants did decline or neglect to take the LegCo Oath.
73.   Bearing all the above principles in mind, I would now look at each of the Defendants case in turn to determine whether, viewed objectively, he or she declined or neglected to take the LegCo Oath.

註八

227. As I have repeatedly explained above, given the objective test, it is not necessary as a matter of law to find a specific intention to break or not to comply with the specific legal requirements relevant to oath taking.  It is sufficient to show that the oath taker intended to adopt a particular way, conduct or manner to take the LegCo Oath, and that particular way, conduct and manner of taking the oath objectively assessed do not comply with the relevant legal requirements.

102. As the Court of Appeal has emphasized in the CA Judgment, the court adopts an objective assessment of the evidence relevant to the oath taking to determine whether the oath taken is compliant with the legal requirements.  As I mentioned above, in adopting the objective assessment, the court is to determine what a reasonable person would objectively understand the meaning from the words, conducts and manner adopted by the oath taker in taking the oath.  In that exercise, the court must also apply a degree of common sense.  However, in the objective assessment, the court is not concerned with the subjective intention of the oath taker in adopting the subject words, conducts and manner or the subjective meaning the oath taker seeks to accord to those words, conducts and manner.  Hence, evidence on such subjective intention, thought process or meaning are irrelevant to the object exercise.


註九

97.   Second, linked with the above contentions, Mr Dykes appears also to submit that, given that the historical purpose of taking an oath of allegiance in England is to avert acts of sedition and subversion, as long as Mr Law is not advocating independence of Hong Kong, there would be no infringement of the allegiance obligations in the LegCo Oath.  Objectively the court cannot and should not conclude that he did not faithfully and sincerely believe in and commit to those obligations as Mr Law, says Mr Dykes, does not advocate Hong Kong independence.
98.   I must also reject this submission.  The law requires, among others, the oath taker to faithfully and sincerely believe in and commit himself to the allegiance obligations in the LegCo Oath.  This is a question that would be assessed objectively by looking at all the relevant matters pertaining to it.  Someone who advocates and supports independence of Hong Kong would obviously be regarded as not having a genuine and sincere intention to commit himself to those allegiances for the reasons already explained in the CFI and CA Judgments.  However, as a matter of general principle, this cannot be the only basis or circumstances where the court could conclude that the oath taker has failed to show objectively the requisite faithful and sincere belief and commitment.  It must be open to the court to find the same when appropriate in other circumstances.

註十

99.   Third, Mr Law has filed an affirmation in this application seeking to explain what he now said to be the real meaning and intention behind making the Opening and Closing Statements, and in reading out the LegCo Oath in the way as he did.  In gist, he explained that:
(1)    The words and sentences he used in the Opening Statement were not intended to criticize either the Hong Kong Special Administrative Region Government or the People’s Republic of China.

註十一

(2)    In pronouncing in “the Opening Statement” that “但今日呢個神聖嘅儀式,已經淪為政權嘅工具,強行令民意代表屈服喺制度同埋極權之下”

註十二

中策組聘雷競璇研「特別項目」


2017年7月15日 星期六

高等法院原訟法庭法官區慶祥的八項准則


區慶祥在處理DQ4位議員案裡,設立了8項准則及2個客觀標準。若將案件上訴至終審,可能需要推翻其前設或證明其運用不當。

准則一

依法宣誓是成為議員的必要條件。(1)

准則二

依法宣誓意即宣讀誓章時須符合三規定:“嚴格形式和內容規定”、“莊重規定”、“實質信念規定”。(高院上訴庭案例,首席法官;釋法)(註二)

准則三

增多或減少即違反“嚴格形式和內容規定”。(高院上訴案例,夏正民;釋法)(註三)

准則四

“莊重規定”要符合一般意義上的尊嚴和莊重。 (釋法,高院上訴案例,原訟庭案例)(註四)

准則五

“實質信念規定”要反映在宣誓者的十分認真和真心實意地願意執行誓章的內容。(釋法,高院上訴案例,原訟庭案例) (註五)

准則六

改變了誓章的形式、內容及宣誓的方式,即屬觸犯《基本法》第104條,即立即失去議員資格。(釋法,高院上訴案例,原訟庭案例)(註六)


准則七

法院是對宣誓是否合乎要求的最終裁決。(高院上訴庭案例)

准則八

法院以客觀測試驗證宣誓人是否合符要求,宣誓人的主觀意圖是無須考慮的。(釋法,高院上訴案例,原訟庭案例)

客觀測試

測試一
宣誓人的行為、態度及言詞如何向一位合理人士傳遞的訊息。
測試二
某客觀組成不符合宣誓內容的做法。(註九)

後記

由以上看到,今次判詞的設定十分嚴苛,對餘下的尚未DQ的議員帶來實質壓力。因為不單止政府,任何藍絲希望上位,提出訴訟,法院都很難拒絕許可。筆者仍然認為總辭是解決這方面壓力的唯一方法。

雖然案件未引用終審法院案例,是否打上終審需要考慮:
1.          龐大的經濟負擔;
2.          終審會否推翻高院首席法官的判詞;
3.          終審的判詞將成案例,影響往後判決;
4.          會否引來人大釋法,迫死終審;
5.          拖延補選,做成實質懸空。

總之,現在的問題已是政治掛帥,不單是法律問題。

--------------------

附錄

1
B3.   The legal requirements for taking the LegCo Oath
26.   Upon considering the plain words of BL104, the Interpretation, the relevant provisions in the ODO, the CA Judgment, the CA Leave Judgment, and the CFI Judgment, together with the authorities cited in those judgments, the court has identified the following legal principles which govern the taking of the LegCo Oath as prescribed by BL104.
27.   First, it is a constitutional and mandatory requirement that a member elect of the LegCo must properly and validly take the LegCo Oath both in form and in substance as required by the law before he could assume the Office.  In other words, taking the LegCo Oath in accordance with the law is a prerequisite and precondition to the assumption of the Office.  See: BL104, the Interpretation, paragraph 2(1) and the CA Judgment, paragraph 27.

註二
28.   Second, taking the LegCo Oath in form and in substance means, in law, that the oath taker must:
(1)    take the LegCo Oath in exactly the same form and content as prescribed under Schedule 2 of the ODO (“the Exact Form and Content Requirement”);
(2)    do it solemnly and sincerely (“the Solemnity Requirement”); and
(3)    sincerely believe in and strictly abide by the pledges in the oath at the time of taking the oath (“the Substantive Belief Requirement”).
See: the Interpretation, paragraphs 2(2), (3) and 3; the CA Judgment, paragraph 27.

註三


29.   Third, under the Exact Form and Content Requirement, the oath taker must accurately and completely read out the oath as prescribed.  Further, as set out expressly under paragraph 2(3) of the Interpretation, an oath taker who “intentionally reads out words which do not accord with the wording of the oath prescribed by law, …, shall be treated as declining to take the oath.  The oath so taken is invalid and the oath taker is disqualified forthwith from assuming the public office specified in [BL104]” (emphasis added).  The mischief of “reading out words which do not accord with the wording of the prescribed oath” provided in this paragraph as a matter of plain meaning must cover not only the failure to read out words of the prescribed form of the oath, but also the adding of words or worded messages to the taking of the oath.  In the premises, if the oath taker fails to read out the prescribed oath completely and accurately, or seeks to add to the oath other words or worded messages, this would be regarded in law as altering the form and content of the prescribed oath and thus in breach of the Exact Form and Content Requirement.  See also the Interpretation, paragraphs 2(1) and (3).

30.   This is also consistent with the judgement in Leung Kwok Hung v Legislative Council Secretariat (HCAL 112/2004, 6 October 2004, per Hartmann J) at paragraph 35 - 37, as I will further explain at paragraphs 88 - 91 below.

註四

31.   Fourth, under the Solemnity Requirement, the oath taker must take the oath in a such solemn manner.  The word “solemn” bears the commonly understood meaning of being dignified and formal.   In other words, understood in the context of oath taking, the oath taker has to take the oath in such dignified and formal way and manner which commensurate and is consistent with the respect that should be accorded to the constitutional importance of the oath taking requirement, and to reflect and underline the very serious and important commitment of the oath taker to bind himself or herself to bear true allegiance to the Hong Kong Special Administrative Region of the People’s Republic of China and to uphold the BL.  See: the Interpretation, paragraphs 2(2) and (3); the CA Judgment, paragraph 26 and 27, per Cheung CJHC, paragraph 72, per Lam VP; the CFI Judgment, paragraphs 31 to 33; and AG v Bradlaugh (1885) 14 QBD 667 at 685, per Brett MR.

註五

32.   Fifth, under the Substantive Belief Requirement, the oath taker in taking the oath must at the time of the oath also faithfully and genuinely commit and bind himself or herself to uphold and abide by the obligations set out in the LegCo Oath.  See: the Interpretation, paragraph 3; the CA Judgment, paragraph 26 and 27, per Cheung CJHC, paragraph 72, per Lam VP; the CFI Judgment, paragraphs 31 to 33.

註六

33.   Sixth, an oath taker who seeks to alter the form, manner or substance of the oath when taking it will offend BL104 and be unlawful and of no effect.  See: the Interpretation, paragraph 2(2); the CFI Judgment, paragraph 31, adopting Leung Kwok Hung v Legislative Council Secretariat, supra, at paragraphs 36 - 40.
34.   An oath taker would be in law disqualified from assuming or entering on the Office or must vacate the Office if he or she declines or neglects to take the LegCo Oath when requested to do so.  In this respect, the oath taker shall be regarded in law to have declined or neglected to take the LegCo Oath if he commits any intentional acts or conducts, which are found not to be compliant with the oath taking legal requirements.  See: the Interpretation, paragraphs 2(3) and (4); section 21 of the ODO; the CA Judgment, paragraph 43; the CFI Judgment, paragraphs 34 - 35 and 94 - 100.

註七

35.   Seventh, the court is the final arbiter in determining whether an oath taker has declined or omitted to take the LegCo Oath in failing to comply with the legal requirements.  See: the CA Judgment, paragraphs 32   33.

註八

36.   Eighth, the court adopts an objective test in determining this question.  In other words, the court would determine whether the manner and way in which an oath taker takes the LegCo Oath when assessed and viewed objectively is compliant with the legal requirements and whether the said manner and way is carried out intentionally or wilfully.  See: the CA Judgment, paragraphs 5, 27 and 41; the CFI Judgment, paragraphs 33, 35(1), 38   40, 42, 45 and 46.
37.   In this respect, given the objective assessment, the court would look at the conducts, manner and words adopted by an oath taker in taking the LegCo Oath with a view to deciding what meaning those conducts, manner and words convey to a reasonable person, and whether he or she intentionally acted in such a way.  In this objective exercise, the court is not concerned with the subjective meaning of the conducts, manner and words adopted by the oath taker and the oath taker’s subjective intention or thinking in so doing is irrelevant.  Cf: Ming Shiu Chung v Ming Shiu Sum (2006) 9 HKCFAR 334 at paragraph 72, per Ribeiro PJ.
38.   The above principles are in my view clear in light of the authorities and the constitutional and statutory provisions.  However, in support of their opposition in these proceedings, the Defendants’ respective leading counsel have advanced a number of submissions seeking to challenge or qualify the above legal principles.  It is convenient for me to deal with these general legal submissions at this stage.

註九


110. Given the objective test, in determining whether an oath taker has in law declined or neglected to take the oath, it would be sufficient to find that (a) the oath taker intended to adopt the very words, conducts and manner which are under challenge to take the oath; and (b) the said words, manner and way on an objective construction are found to be not in compliance with the oath taking legal requirements.  It is not a necessary element for the court to be satisfied that the oath taker has a specific intent to flout or not to comply with the very legal requirements.  Of course, if it can be established on an objective assessment that the oath taker indeed intended not to comply with those specific legal requirements in taking the oath, it would be a fortiori that he or she has declined or neglected to take the oath.